Potomac Analytics' Logo

FINRA Awards for UBS Financial Services Inc. of PR.

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 1 out of 1 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0347008/01/2016Claimant(s): Luis Marquez, L.A. Marquez.
Claimant Lawyers(s): Francisco Pujol, Harold Vicente Colon
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. of PR.
Respondent Lawyers(s): Brian F. Amery, Laura T. Ruiz-Rivera
Arbitrator(s): Gerald Silverman, Elena G. Rodriguez, Christopher J. Klein
Hearing Site: Miami, FL
Checkmark Icon$500,000

1 Results

Display: