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FINRA Awards for Valerie J. Hamm

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0217503/18/2013Claimant(s): Gary Rucker
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Julie Portera
Arbitrator(s): Valerie J. Hamm, Darryl C. Wilson, Jack A. Helms
Hearing Site: Tampa, FL
Checkmark IconExpungement
07-0172907/30/2008Claimant(s): Gayle Patton, Ira Patton
Claimant Lawyers(s): Jeff S. Daniel
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Beverly Jo Slaughter
Arbitrator(s): Valerie J. Hamm, Allan Weiss, Bruce W. Hanks
Hearing Site: Louisville, KY
Checkmark Icon$5,297,000

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