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FINRA Awards for SMH Capital Inc.

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0311204/01/2010Claimant(s): SMH Capital Inc.
Claimant Lawyers(s): Martha F. McDugald
Respondent(s): John Defini
Respondent Lawyers(s): John Defini
Arbitrator(s): Kathleen P. Helbig-Hannan
Hearing Site: Cleveland, OH
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