Potomac Analytics' Logo

FINRA Awards for Amanda K. Caldwell

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 1 out of 1 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0066702/16/2017Claimant(s): Tal Malhi
Claimant Lawyers(s): Tal Malhi
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Amanda K. Caldwell
Arbitrator(s): Julian F. Santos
Hearing Site: Newark, NJ

1 Results

Display: