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FINRA Awards for Holly Banafsheh

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0303708/05/2014Claimant(s): Jonathan Lewis
Claimant Lawyers(s): Audette Paul Morales
Respondent(s): Nicole Lenzi
Respondent Lawyers(s): Nicole Lenzi
Arbitrator(s): Thomas W. Gregory, Russell T. Doe, Holly Banafsheh
Hearing Site: Los Angeles, CA
Expungement
06-0469508/29/2008Claimant(s): Flavia LoCoco
Claimant Lawyers(s): Montgomery G. Griffin
Respondent(s): WAMU Investments.
Respondent Lawyers(s): Jason S. Mills
Arbitrator(s): Ralph H. Erickson, Holly Banafsheh, Steven K. Ogata
Hearing Site: Los Angeles, CA

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