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FINRA Awards for Thomas F. Steichen

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0034601/04/2016Claimant(s): Feltl and Company
Claimant Lawyers(s): Thomas F. Steichen
Respondent(s): Brian Czupek
Respondent Lawyers(s): Michael S. Davis
Arbitrator(s): Susan L. Walker
Hearing Site: Chicago, IL
14-0195507/17/2015Claimant(s): Thomas Ottman
Claimant Lawyers(s): Jonathan M. Harris
Respondent(s): John Feltl, Mary Feltl, Feltl & Company
Respondent Lawyers(s): Matthew T. Boos, Thomas F. Steichen
Arbitrator(s): Joan L. Volz, John W. MacKimm, Frank Abramson
Hearing Site: Minneapolis, MN

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