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FINRA Awards for Joseph Carpenter

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0084210/04/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Beverly Jo Slaughter
Respondent(s): Joseph Carpenter
Respondent Lawyers(s): Joseph Anthony Carpenter
Arbitrator(s): Jacquelyn M. Shannon
Hearing Site: Tampa, FL

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