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FINRA Awards for Eric Brook

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0369906/22/2018Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael J. Sheehan
Respondent(s): Eric Brook
Respondent Lawyers(s): Michael S. Taaffe
Arbitrator(s): Steven R. Reininger
Hearing Site: Miami, FL

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