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FINRA Awards for Richy Scoggin

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0259006/15/2021Claimant(s): Richy Scoggin
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Sherry R. Wetsch
Hearing Site: Houston, TX

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