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FINRA Awards for Richard S. Alter

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0134406/30/2016Claimant(s): Richard Alter, William Assatly
Claimant Lawyers(s): Richard S. Alter
Respondent(s): Fabrizio Lentini, Gurterath Buttar, Mercator Associates
Respondent Lawyers(s): Fabrizio D. Lentini, Gurterath Manni Singh Buttar, Manni Buttar
Arbitrator(s): Judith C. Zerden, Ira S. Cure, Harris L. Berenholz
Hearing Site: New York, NY

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