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FINRA Awards for Joseph G. Befera

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0014405/02/2019Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Joseph Befera
Respondent Lawyers(s): Joseph G. Befera
Arbitrator(s): Kenneth R. Starr
Hearing Site: Tampa, FL
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