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FINRA Awards for Keith Sequeira

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0186908/05/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Harry D. Frisch
Respondent(s): Keith Sequeira
Respondent Lawyers(s): Keith Patrick Sequeira
Arbitrator(s): Thomas J. Hanrahan, Sam Antar, Bryan David Glass
Hearing Site: Newark, NJ

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