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FINRA Awards for Roger Follis

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0020709/22/2023Claimant(s): Roger Follis
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Robertson Stephens.
Respondent Lawyers(s): Vincent V. Mulcahy
Arbitrator(s): Thomas Arthur Cohen
Hearing Site: San Francisco, CA
20-0303910/26/2021Claimant(s): Roger Follis
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Robertson Stephens.
Respondent Lawyers(s): Vincent V. Mulcahy
Arbitrator(s): Helen Marinak Blohm
Hearing Site: Washington, DC

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