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FINRA Awards for David W. Dow

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0089312/16/2008Claimant(s): Wachovia Securities
Claimant Lawyers(s): Todd Ratner
Respondent(s): John Kuehl
Respondent Lawyers(s): David W. Dow
Arbitrator(s): Jerry H. Friedland, Paul T. Sachs, Jeffrey Charles Evanello
Hearing Site: Phoenix, AZ

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