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FINRA Awards for Joseph Pates

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0061510/04/2013Claimant(s): Stephen Epstein
Claimant Lawyers(s): Stephen Samuel Epstein
Respondent(s): Duc Tran, Joseph Pates
Respondent Lawyers(s): Duc Tien Tran, Joseph L. Pates
Arbitrator(s): Robert Dean McKinley
Hearing Site: Los Angeles, CA

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