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FINRA Awards for David C. Stern

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0704506/24/2010Claimant(s): A.G. Edwards & Sons.
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): David Stern
Respondent Lawyers(s): David C. Stern
Arbitrator(s): William I. Carmen
Hearing Site: Providence, RI

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