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FINRA Awards for Jeffrey G. Swartz

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0198104/27/2010Claimant(s): Wachovia Securities
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): Timothy Williams
Respondent Lawyers(s): Denise Smith Cline
Arbitrator(s): Lewis H. Kairys, John D. Robb, Jeffrey G. Swartz
Hearing Site: Raleigh, NC

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