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FINRA Awards for Catherine i M. Foti

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0361003/02/2010Claimant(s): Lipper Convertibles, L.P. by Richard Wil, Lipper Fixed Income Fund, L.P. by Richar
Claimant Lawyers(s): Thomas A. Dubbs
Respondent(s): Kenneth Lipper
Respondent Lawyers(s): Catherine i M. Foti
Arbitrator(s):
Hearing Site: New York, NY

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