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FINRA Awards for Brokersxpress LLC

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0228508/26/2021Claimant(s): Mathew Schweifler
Claimant Lawyers(s): Harry Meyer
Respondent(s): Brokersxpress LLC
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Thomas D. Reese
Hearing Site: San Francisco, CA
12-0299605/20/2013Claimant(s): Stephen Epstein
Claimant Lawyers(s): Stephen S. Epstein
Respondent(s): Brokersxpress LLC
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Los Angeles, CA
12-0254903/26/2013Claimant(s): Stephen Epstein
Claimant Lawyers(s): Stephen Epstein
Respondent(s): Brokersxpress LLC
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): David J. Anderson
Hearing Site: Los Angeles, CA

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