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FINRA Awards for Morgan Stanely Smith Barney LLC

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0147810/24/2014Claimant(s): MSSB FA Notes Holdings LLC, Morgan Stanely Smith Barney LLC
Claimant Lawyers(s): Jonathan Berg
Respondent(s): William Almond
Respondent Lawyers(s): William Walter Almond
Arbitrator(s): John J. Kenny
Hearing Site: Boston, MA

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