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FINRA Awards for Arlo Sullivan

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0106701/18/2023Claimant(s): Arlo Sullivan
Claimant Lawyers(s): Zachary Morse
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Mary M. O'Neil
Hearing Site: Los Angeles, CA

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