FINRA Awards for Richard Maclennan

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
05-04806	02/13/2008	Claimant(s): Richard Maclennan Claimant Lawyers(s): Jeffrey M. Sklarz Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Robert A. Buhlman Arbitrator(s): Jane S. McMahon, William C. Freitag, Brian J. Dunn Hearing Site: Hartford, CT
07-00183	02/13/2008	Claimant(s): Richard Maclennan Claimant Lawyers(s): Jeffrey R Hellman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Jessica S. Boar Arbitrator(s): Hearing Site: Hartford, CT