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FINRA Awards for Richard C. Moenning

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0491308/06/2009Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Matthew B. Henneman
Respondent(s): Robert Slowik
Respondent Lawyers(s): Robert J. Slowik
Arbitrator(s): Richard C. Moenning, A. Brad Busscher, Jack L. Karp
Hearing Site: Chicago, IL

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