Potomac Analytics' Logo

FINRA Awards for Kent Elliott

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 1 out of 1 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0681002/29/2012Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Mitchell J. Albert
Respondent(s): Kent Elliott
Respondent Lawyers(s): John W. Shaw
Arbitrator(s): Lester Friedman, Gary A. Hooker, Val D. Hornstein
Hearing Site: San Francisco, CA

1 Results

Display: