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FINRA Awards for Mark J. Robles

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0270412/22/2010Claimant(s): Wachovia Securities
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Mark Robles
Respondent Lawyers(s): Mark J. Robles
Arbitrator(s): Erik R. Siering, Janice A. Salter, Katharine Reed Coleman
Hearing Site: Los Angeles, CA

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