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FINRA Awards for Harvey Hardee

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0433307/22/2019Claimant(s): Harvey Hardee
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): James K. Langdon
Arbitrator(s): Lynne M. Gomez
Hearing Site: Houston, TX

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