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FINRA Awards for Robert S. Zuckerman

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0276209/08/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Blake L. Daniels
Respondent(s): James Price
Respondent Lawyers(s): James Trent Price
Arbitrator(s): Robert S. Zuckerman
Hearing Site: Raleigh, NC
08-0163303/12/2009Claimant(s): Gregory Hampy
Claimant Lawyers(s): Douglas F. Stone
Respondent(s): Synergy Investment Group
Respondent Lawyers(s): Dexter B. Johnson
Arbitrator(s): Susan L. Luck, Robert S. Zuckerman, Michael James Childers
Hearing Site: Charlotte, NC

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