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FINRA Awards for Richard A. Karoly

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0116209/22/2008Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Richard A. Karoly
Respondent(s): Thomas Hodges
Respondent Lawyers(s): Thomas S. Hodges
Arbitrator(s): Emily J. Lewis, John B. Glueckert, Jo Ann Numbers
Hearing Site: Cincinnati, OH
Stipulated Award

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