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FINRA Awards for Douglas Bott

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0269901/14/2013Claimant(s): Douglas Bott
Claimant Lawyers(s): Anna M. Rossi
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Dan A. Rosenbaum
Arbitrator(s): Herbert Liberman
Hearing Site: San Francisco, CA

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