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FINRA Awards for Kenneth C. Shaffer

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0077301/18/2011Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): Kenneth Shaffer
Respondent Lawyers(s): Kenneth C. Shaffer
Arbitrator(s): Marlyn G. McClaskey, Laurel Littman Gothelf, Thomas D. Reese
Hearing Site: San Francisco, CA

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