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FINRA Awards for Kendall C. Reed

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Displaying 21-22 out of 22 results
Case Number Award Date Case Summary Customer Case? Amount Granted
06-0431002/13/2009Claimant(s): Deutsche Bank Securities.
Claimant Lawyers(s): Paul J. Schumacher
Respondent(s): Jaysen McCleary
Respondent Lawyers(s): Lenny Steiner
Arbitrator(s): Lawrence Yaeger, Kendall C. Reed, Arthur Alef
Hearing Site: Los Angeles, CA
06-0293111/29/2007Claimant(s): RBC Dain Rauscher.
Claimant Lawyers(s): Carolyn Guy
Respondent(s): Carmine Grillo, Charles Hubbard, Christopher Horner, Melvin Reiter, Robert Weaver, Dain Rauscher Financial Group
Respondent Lawyers(s): Carolyn Guy, Merle H. Horwitz
Arbitrator(s): Robert S. Fash, Linda J. Berberian, Kendall C. Reed
Hearing Site: Los Angeles, CA

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