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FINRA Awards for Steven Craig Spitts

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0344811/17/2015Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jessica G. Klein
Respondent(s): Steven Spitts
Respondent Lawyers(s): Steven Craig Spitts
Arbitrator(s): James N. D'Orso
Hearing Site: San Francisco, CA

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