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FINRA Awards for Robert L. Chase

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0053409/30/2024Claimant(s): Robert Thomas
Claimant Lawyers(s): Michael Bessette
Respondent(s): Avantax Investment Services.
Respondent Lawyers(s): Gregg J. Brietbart
Arbitrator(s): Frederick W. Keuthen, Robert L. Chase, John James McGovern
Hearing Site: Augusta, ME

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