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FINRA Awards for Steven M. Harris

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0258612/02/2010Claimant(s): Wachovia Securities
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Nils Barrett
Respondent Lawyers(s): Steven M. Harris
Arbitrator(s): Blaine Smith, Linda L. Drummond, Robert Elman
Hearing Site: Los Angeles, CA

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