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FINRA Awards for Lisa Puntillo

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0343507/01/2014Claimant(s): Lisa Puntillo
Claimant Lawyers(s): Carlos Ricca
Respondent(s): Bradley Tolkin, Ira Theodore, Margaret Tolkin
Respondent Lawyers(s): Brian Brick
Arbitrator(s): Clifford Matthew Olson
Hearing Site: New York, NY
Expungement

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