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FINRA Awards for Roger Bacon

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0209110/08/2018Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Roger Bacon
Respondent Lawyers(s): Roger Mosley Bacon
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL

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