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FINRA Awards for Michael Caprioni

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0084908/18/2009Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Thomas A. Volz
Respondent(s): Michael Caprioni
Respondent Lawyers(s): Michael Caprioni
Arbitrator(s): James M. Baumann, Alan Shaw, Joseph Christopher Rosa
Hearing Site: Newark, NJ

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