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FINRA Awards for William M. Lacy

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0212404/08/2011Claimant(s): Wachovia Securities
Claimant Lawyers(s): Jack D. Ballard
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Joseph A. Dougherty
Arbitrator(s): Frank M. Romano, William M. Lacy, Charles S. Chester
Hearing Site: Houston, TX

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