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FINRA Awards for Michael Valiente

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0052211/28/2022Claimant(s): Michael Valiente
Claimant Lawyers(s): Zachary Morse
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Kelsey Vasko
Arbitrator(s): Barbara M. Zak
Hearing Site: Los Angeles, CA
22-0039810/14/2022Claimant(s): Michael Valiente
Claimant Lawyers(s): Zachary Morse
Respondent(s): World Group Securities.
Respondent Lawyers(s): Susan D. Duff
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA

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