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FINRA Awards for Elizabeth Schmid

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0307202/14/2011Claimant(s): Financial Network Investment Corporation
Claimant Lawyers(s): Elizabeth Schmid
Respondent(s): Thomas Pfeiffer
Respondent Lawyers(s): Thomas S. Pfeiffer
Arbitrator(s): Sanford S. Stevens
Hearing Site: New York, NY

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