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FINRA Awards for James Robert Rettig

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0267712/30/2016Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): James Rettig
Respondent Lawyers(s): James Robert Rettig
Arbitrator(s): Mimi B. Osiason
Hearing Site: Tampa, FL

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