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FINRA Awards for Joseph D. Vu

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0397011/29/2012Claimant(s): Jian Yuan
Claimant Lawyers(s): Damon E. Dunn
Respondent(s): Daniel Tierney, Stephen Schuler, Blink Trading, GETCO Europe Limited, GETCO Holding Company, GETCO, Getco Securities, Lowtech Solutions, OCTEG
Respondent Lawyers(s): Bill Dugan
Arbitrator(s): Joseph D. Vu, Scott E. Rexroad, Jonah Orlofsky
Hearing Site: Chicago, IL

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