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FINRA Awards for John Thomas Lee

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0315904/29/2014Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): John Lee
Respondent Lawyers(s): John Thomas Lee
Arbitrator(s): James P. McCrocklin
Hearing Site: Louisville, KY

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