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FINRA Awards for Cary Rosenfeld

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0040608/17/2012Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): William P. Wallenstein
Respondent(s): Cary Rosenfeld
Respondent Lawyers(s): Cary Rosenfeld
Arbitrator(s): Walter S. Weiss
Hearing Site: Los Angeles, CA

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