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FINRA Awards for Thomas Trax

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0063111/23/2010Claimant(s): Thomas Trax
Claimant Lawyers(s): Jeffrey S. Kob
Respondent(s): Westfin Securities Corporation
Respondent Lawyers(s): Stephen M. Locko
Arbitrator(s): Franklin G. Allen, Patricia Mary Reilly, Jerome M. Libenson
Hearing Site: San Diego, CA

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