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FINRA Awards for James B. Spears

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0145003/16/2012Claimant(s): Cynthia Harman
Claimant Lawyers(s): John B. Veach
Respondent(s): Edward Jones
Respondent Lawyers(s): James B. Spears
Arbitrator(s): Richard E. Miley, Celeste A. Beron, Richard Timothy Curran
Hearing Site: Charlotte, NC

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