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FINRA Awards for Dennis C. Carter

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0216411/01/2019Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Jamie Nowakowski
Respondent Lawyers(s): Dennis C. Carter
Arbitrator(s): Patrick R. Westerkamp
Hearing Site: Hartford, CT

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