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FINRA Awards for Ralph Slocum

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0235905/08/2018Claimant(s): Ralph Slocum
Claimant Lawyers(s): Armin Sarabi
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Hillary A. Darnell
Arbitrator(s): George L. Tindall
Hearing Site: Los Angeles, CA

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