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FINRA Awards for Jay Rottner

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0079701/28/2008Claimant(s): Wachovia Securities
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Jay Rottner
Respondent Lawyers(s): J. Steven Parker
Arbitrator(s): A. Keith Logue, T. Scott Watkins, Joan Connolly Grafstein
Hearing Site: Atlanta, GA

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