FINRA Awards for Kenneth Carter

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
16-03452	07/13/2017	Claimant(s): Kenneth Carter Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Jonathan A. Scobie Arbitrator(s): Arthur Neil Tolciss Hearing Site: New York, NY
16-03420	05/25/2017	Claimant(s): Kenneth Carter Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Jonathan A. Scobie Arbitrator(s): Morton S. Bunis Hearing Site: New York, NY